The Opposite of Malthus

by Jason Godesky

Thomas Malthus was one of the most influential thinkers of all time. His father knew Hume and Rousseau, and his own paper–An Essay on the Principle of Population–forever changed the way we think about populations and food supplies. It has informed food security policies worldwide, and provided the basic underpinnings of our modern concern with overpopulation. In The Origin of Species, Darwin called his theory of natural selection an application of the doctrines of Malthus in an area without the complicating factor of human intelligence. Yes, Malthus’ work has been a major underpinning and influence on everything since. It’s a shame he was so incredibly wrong.

Malthus’ case is simple: population grows “geometrically” (exponentially), but food supply only grows arithmetically. So Malthus warned of a coming crisis where we would not be able to feed our burgeoning population–the “Malthusian catastrophe.” Of course, the failure of such a catastrophe to come to pass took a lot of wind out of Malthus’ sails. Malthusianism was declared dead after the 1960s and 1970s saw the greatest increases in human population ever seen, accompanied with higher calories per capita, thanks to the abundance of the Green Revolution. Cornucopians rejoiced as they saw the evidence come in that increasing population meant increasing prosperity for all: the realization of Jeremy Bentham’s credo, “the greatest good for the greatest number.”

If it seems too good to be true, that’s because it is. Even Bentham knew that the two factors needed to be balanced against one another, and that increasing one necessarily meant decreasing the other. As Garrett Hardin refuted it in his classic article, “The Tragedy of the Commons“:

A finite world can support only a finite population; therefore, population growth must eventually equal zero. (The case of perpetual wide fluctuations above and below zero is a trivial variant that need not be discussed.) When this condition is met, what will be the situation of mankind? Specifically, can Bentham’s goal of “the greatest good for the greatest number” be realized?

No — for two reasons, each sufficient by itself. The first is a theoretical one. It is not mathematically possible to maximize for two (or more) variables at the same time. This was clearly stated by von Neumann and Morgenstern, [3] but the principle is implicit in the theory of partial differential equations, dating back at least to D’Alembert (1717-1783).

The second reason springs directly from biological facts. To live, any organism must have a source of energy (for example, food). This energy is utilized for two purposes: mere maintenance and work. For man maintenance of life requires about 1600 kilocalories a day (”maintenance calories”). Anything that he does over and above merely staying alive will be defined as work, and is supported by “work calories” which he takes in. Work calories are used not only for what we call work in common speech; they are also required for all forms of enjoyment, from swimming and automobile racing to playing music and writing poetry. If our goal is to maximize population it is obvious what we must do: We must make the work calories per person approach as close to zero as possible. No gourmet meals, no vacations, no sports, no music, no literature, no art…I think that everyone will grant, without argument or proof, that maximizing population does not maximize goods. Bentham’s goal is impossible.

So why were the Cornucopians so right, and Malthus so wrong? Because Malthus got the entire problem almost completely backwards–and it has remained backwards ever since.

Science has never been as unbiased as it would like to be–how could it? Skewing results is easily noticed, and rightfully condemned–as happened with such forgeries as Piltdown Man. Much more insidious is a lack of curiousity. We do not question recieved wisdom, and what we do not question we cannot understand. From Genesis 1:28 to the present day, we’ve viewed population growth as an inherent property of human nature. It has gone unquestioned. Certainly an Anglican country parson like Malthus would not question it. Malthus’ problem was how to feed so many people–a problem that could only be solved by misery, vice (i.e., contraception) or moral restraint (i.e., abstinence). The country parson, naturally, favored the same kind of abstinence programs in favor by the United States’ current conservative regime.

This is entirely backwards. What are all these people made of, fairy dust and happy thoughts? No, they are made of proteins–of food! Without a sufficient food supply, such a population cannot be achieved. We understand this as a basic biological fact for every other species on this planet, that population is a function of food supply. Yet we continue to believe that the magic of free will exempts us from such basic biological laws.

The usual counter-argument goes something like this: Humans are different from other animals. We can think. We can rationally observe the situation, and decide for ourselves how many children to have. While this is certainly true of individuals, groups are governed by much more deterministic criteria. For every individual who decides to be responsible and only have 2.1 children, another will take advantage of the space that individual has opened by having seven. The variation in values, thought patterns, beliefs and feelings of social responsibility ensure that the reproductivity rates of a group will rise to the carrying capacity possible, regardless of the intelligent, responsible choices of others in the community. Charles Galton Darwin, the grandson of that Charles Darwin, said, “It may well be that it would take hundreds of generations for the progenitive instinct to develop in this way, but if it should do so, nature would have taken her revenge, and the variety Homo contracipiens would become extinct and would be replaced by the variety Homo progenitivus.”

Education is often proposed as a solution, but Garrett Hardin already offered the best counter-argument to that strategy, again in “The Tragedy of the Commons”:

The long-term disadvantage of an appeal to conscience should be enough to condemn it; but it has serious short-term disadvantages as well. If we ask a man who is exploiting a commons to desist “in the name of conscience,” what are we saying to him? What does he hear? — not only at the moment but also in the wee small hours of the night when, half asleep, he remembers not merely the words we used but also the nonverbal communication cues we gave him unawares? Sooner or later, consciously or subconsciously, he senses that he has received two communications, and that they are contradictory: 1. (intended communication) “If you don’t do as we ask, we will openly condemn you for not acting like a responsible citizen”; 2. (the unintended communication) “If you do behave as we ask, we will secretly condemn you for a simpleton who can be shamed into standing aside while the rest of us exploit the commons.”

Every man then is caught in what Bateson has called a “double bind.” Bateson and his co-workers have made a plausible case for viewing the double bind as an important causative factor in the genesis of schizophrenia. The double bind may not always be so damaging, but it always endangers the mental health of anyone to whom it is applied. “A bad conscience,” said Nietzsche, “is a kind of illness.”

All of this, however, is theoretical. This hypothesis is easy to test: calculate carrying capacity, and compare it to actual human population numbers. This is precisely what Russell Hopfenberg of Duke University did in his 2003 study, “Human Carrying Capacity is Determined by Food Availability.” [PDF] As you might imagine from such a title, he found that the numbers lined up almost perfectly.

There is a significant complication in this, however, which critics of this stance are eager to point out. The First World is facing a population growth decline–the world’s richest nations are growing by the smallest percentages. Italy has been very concerned with its low growth rate, only 0.11% according to a 2003 estimate. Italy has the 201st highest population growth, and the 100th highest agricultural growth. Meanwhile, Singapore has the sixth highest population growth rate, and the 147th highest agricultural growth rate–out of 147.

If population is a function of food supply, why is the most significant growth taking place in those areas producing the least food?

The answer, I think, lies in globalization. How much of what you ate today came from your own bioregion? Unless you do a significant amount of your grocery shopping at Farmers’ Markets or eat only USDA-certified organic food, probably not a lot. Interestingly, those same countries which produce so much food but don’t see it translate into their population, are also the heaviest exporters, and the impoverished countries with significantly rising growth rates are often the recipients. When the First World rushes in with foreign aid, food, and humanitarian aid to a desert area in the midst of a famine, we serve to prop up an unsustainable population. That drives a population boom in an area that already cannot support its existing population. The result is a huge population dependent on outside intervention that itself cannot be indefinitely sustained. Eventually, that population will crash once outside help is no longer possible–and the years of aid will only make that crash even more severe. In the same way that the United States’ policy of putting out all fires in the 1980s led to an even worse situation in its forests, our benevolence and good intentions have paved the way to a Malthusian hell.

Another part of the answer lies in our ecological footprint. While it is certainly true that population is a function of food supply, standard of living is an important factor in that equation. Not only how much food is available, but how much food each individual demands. The dwindling First World has the largest ecological footprint; the growing Third World has the smallest. Italy comes in at #25 with 5.51 hectares per person (1996); Somalia is #114 with 0.97.

Intelligence does not exempt us from basic biological laws–just as it has not exempted dolphins, crows or chimpanzees. Groups reproduce to the best of their ability, and the carrying capacity–their food supply–creates the ceiling of that ability. Populations will rise to their carrying capacity, and no further–even human populations. So Malthus has the problem entirely backwards. The problem is not how to feed so many people; of course we have the means to feed them, because if we didn’t, the population would not exist. The problem is the implications of so many people….

To support a population of 6.4 billion (as of this writing), the human species currently consumes roughly 40% of the earth’s photosynthetic capacity. The energy available to the earth per any given unit of time is finite, confined primarily to the amount of energy we recieve from the sun. That amount is called our photosynthetic capacity–it is, basically, all the energy in the world. 40% of it is tied up in a single species. Much more than we ourselves consume is what is consumed by our domesticates–our crops and livestock. Every time we clear new cropland, we effectively convert its existing biomass into human flesh, and no part of the conversion is perfect. The clearing itself loses the majority of that energy potential, and now the photosynthetic capacity of that land is going directly and solely to humans, rather than supporting the diversity of its pre-existing ecosystem. Plants do not use every bit of solar energy in photosynthesis, and if the crops are then fed to livestock there is another imperfect conversion. What we eat ourselves is not perfectly converted, so that the final amount of energy and nutrients we recieve is only a very small portion of the total energy involved–all without even mentioning the gross inefficiencies of oil-based agriculture since the Green Revolution.

This monopoly on the earth’s resources is having a devastating effect. We are seeing the extinction of some 140 species every day, some thousands of times higher than the normal background rate. Today, right now, we are seeing extinction rates at the second highest in the history of the earth. We are undeniably in the midst of the seventh mass extinction event in the history of the earth–the Holocene Extinction. Unlikely previous extinction events, however, this one is driven by a single species.

This is the true danger of overpopulation, not our inability to feed a growing population. As much as we would deny it, we depend on the earth to live. Dwindling biodiversity threatens the very survival of our species. We are literally cutting the ground out from under our feet.

Increasing food production only increases the population; our current attitudes about food security has locked us into what Daniel Quinn called a “Food Race,” by comparison to the Arms Race of the Cold War. Garrett Hardin began his famous article with this dilemna, and I’ll close with his assessment:

In our day (though not in earlier times) technical solutions are always welcome. Because of previous failures in prophecy, it takes courage to assert that a desired technical solution is not possible. Wiesner and York exhibited this courage; publishing in a science journal, they insisted that the solution to the problem was not to be found in the natural sciences. They cautiously qualified their statement with the phrase, “It is our considered professional judgment….” Whether they were right or not is not the concern of the present article. Rather, the concern here is with the important concept of a class of human problems which can be called “no technical solution problems,” and more specifically, with the identification and discussion of one of these.

It is easy to show that the class is not a null class. Recall the game of tick-tack-toe. Consider the problem, “How can I win the game of tick-tack-toe?” It is well known that I cannot, if I assume (in keeping with the conventions of game theory) that my opponent understands the game perfectly. Put another way, there is no “technical solution” to the problem. I can win only by giving a radical meaning to the word “win.” I can hit my opponent over the head; or I can falsify the records. Every way in which I “win” involves, in some sense, an abandonment of the game, as we intuitively understand it. (I can also, of course, openly abandon the game — refuse to play it. This is what most adults do.)

The class of “no technical solution problems” has members. My thesis is that the “population problem,” as conventionally conceived, is a member of this class. How it is conventionally conceived needs some comment. It is fair to say that most people who anguish over the population problem are trying to find a way to avoid the evils of overpopulation without relinquishing any of the privileges they now enjoy. They think that farming the seas or developing new strains of wheat will solve the problem — technologically. I try to show here that the solution they seek cannot be found. The population problem cannot be solved in a technical way, any more than can the problem of winning the game of tick-tack-toe.

Trackbacks & Pingbacks

  1. […] Or, at least, that’s part of the story. Human populations, like all animal populations, are controlled by food supply, so what […]

    Pingback by The Chicken & the Egg, or, Hierarchy Formation & the Agricultural Revolution » The Anthropik Network — 6 April 2005 @ 5:37 PM

  2. […] ould seem, is not a fan of my work. He had some choice words concerning my recent piece, “The Opposite of Malthus,” which seems to be enjoying some circu […]

    Pingback by On Optimism » The Anthropik Network — 11 April 2005 @ 5:03 PM

  3. http://peakenergy.blogspot.com/2005/04/peak-oil-op

    Rob over at “Peak Oil Optimist” had a rather demented freak-out this week about the millenialist tendencies in some peak oil circles (and gives a very good example of how not to deal with sensible comments - if you don’t like reasoned debate than ju…

    Trackback by Peak Energy — 12 April 2005 @ 7:33 AM


Comments

  1. I been thinking and struggling with this same question recently, as it has been the focus of my Environmental Conservation class this past week. I agree that population has to be looked at globally rather than nation-to-nation, but unfortunately most people in my class, and even my professor, do not see that.

    Anyway, here is the main reason for my post: I’ve really been having a difficult time reconciling the Tradegy of the Commons with the idea that man is not flawed by human nature. After all, tribal societies live in “commons,” do they not? And yet, as you effectively show here and as Diamond shows in Collapse, the Tradegy of the Commons idea does in fact go a long way to explaining the nature of the ecological mess we find ourselves in (population is one, overfishing of the oceans is another). I guess what I’m asking is, how do these two notions - tribalism and the commons - coexist?

    P.S. Jason - do you know where I can find Hardin’s original article/book on the Tradegy of the Commons?

    Comment by Tyler Kimble — 2 April 2005 @ 9:53 PM

  2. That’s usually the point where the point is skewered. I haven’t looked too much into the numbers, but I think you’d probably be able to come up with a fairly strong predictive equation using food supply and ecological footprint….

    A forager tribe’s “commons” don’t end in tragedy because there’s a cost to using them. The old English commons had no cost; put your cow in the commons or your own land, makes no difference in how much time and effort it takes. But to hunt another deer today or not, that does have a cost. You have to weigh the benefit of having another deer, to how much time and energy it will take to go and hunt it.

    “The Tragedy of the Commons” was first published in Science, in 1968. Volume 162, pages 1243-1248. The Cyclopaedia entry includes some information about the article, and the full text.

    Comment by Jason Godesky — 2 April 2005 @ 10:58 PM

  3. We see similar problems cropping up everywhere, often in places that seem at first glance to be healthy, as Mark Clayton’s article discusses. One especially relevant quote that notes how human food-seeking has effects far beyond just overt agriculture when our population is so high:

    Superficially, the Cameroon forest looks intact even after such logging because the forests aren’t clear-cut; just the valuable trees are taken. But the illegal roads have opened up paths for hunters. The growth of the bushmeat trade is rapidly depopulating the forests of all large mammals, Ms. Minnemeyer says. Her finding was just one of many examples of accelerating species loss cited in the study.

    Comment by Gus — 3 April 2005 @ 5:09 PM

  4. a very nice piece…

    your piece made my think about the implications of a what could be termed the “coming population cull” in the second and third worlds once peak oil hits. to me, the way I see this playing out, the first world will of course be the last to suffer, while millions/billions suffer pestilence and hunger elsewhere. The first world’s ecological footprint will shrink as well (but, ecologically we have so far to go that it will seem a pittance compared to other suffering…)

    just my .02.

    Comment by The Oil Drum (profgoose) — 5 April 2005 @ 8:53 PM

  5. Actually, it’s interesting that the First World may be the first to suffer. We are the most dependent on oil-based agriculture, while the third world might have an easier time shifting to other forms of cultivation. We are the most dependent, like alpha predators in a food web, we may be the first to go.

    Comment by Jason Godesky — 5 April 2005 @ 9:52 PM

  6. A good point…

    Sure, the first world quality of life will decline…but, I guess I think of our gluttony and relative bounty as sustaining the first world for a while before the “shit hits the fan…” We have so far to fall…but you’re right, the second and third world’s used to living with a lack of resources.

    Still, our institutions could break under the strain of a quick devolution of quality of life…

    Comment by The Oil Drum (profgoose) — 5 April 2005 @ 10:24 PM

  7. Not just oil-based agriculture, but oil used in countless other things most of us rarely think about: fabric (nylon), plastics, some medications, lots of technology, the processes that make countless things, etc. Many of those things would be lost in a society-wide triage before our agricultural system goes.

    Comment by Gus — 7 April 2005 @ 12:08 AM

  8. I was also thinking about the amount of charity (food, water, etc.) that the first world sends to #2 and #3…once an oil crisis really begins (depending if you buy the alarmist hypothesis that it’s going to happen quickly or secularly), the first world ain’t gonna be so charitable…

    Comment by The Oil Drum (profgoose) — 7 April 2005 @ 10:07 AM

  9. No, the first world will “suffer” less from global warming and peak oil, although they may lose more toys and bitch more. Global warming will mean hotter places become unlivable, or at best require alternative crops. First world countries are (1) cold and (2) more able to change crops then third world countries. Peak oil means trade costs more, meaning less food moves food from first world to third world, meaning less food in the third world and cheaper food in the first world. Anyway, peak oil does not mean “no oil,” it just means oil gets expencive, so nylon, plastics, some medications, lubricants, etc. all get more expencive, but they will still be affordable long after your old oil burnning car is scrap.

    Comment by weezel — 28 June 2005 @ 10:48 AM

  10. This discussion of the global predicament before humanity is one of the most valuable I have seen on the internet. Thank you for it. At the current scale and rate of growth of the human population worldwide, human propagation, per human overconsumption and the seemingly endless expansion of production capabilities on the small, finite planet we inhabit could be patently unsustainable beyond Century XXI. Sincerely, Steve

    Comment by Steven Earl Salmony, Ph.D., M.P.A. — 28 June 2006 @ 1:32 PM

  11. Thanks, Steve. You may be interested in Thesis #4: Human population is a function of food supply, which is an updated and expanded version of this article as part of the Thirty Theses—of course, that article will be updated and expanded again later this year, when the Thirty Theses becomes a book.

    Comment by Jason Godesky — 28 June 2006 @ 1:48 PM

Close
E-mail It